Who Regulates Financial Market Entities: asc NCFM Academy Ameerpet

NCFM Course in Hyderabad : Who Regulates Financial Market Entities

Stock Market : Technical Analysis Course in Hyderabad

Who Regulates Financial Market Entities like Banks, Trading Member, Auditor, Mutual Funds, Venture Capital Funds etc., given below is a list of types of companies/ intermediaries/service providers in the financial market. The names of the relevant bodies that regulate them are given in the second column.


Type of Entity                                                           Regulatory body

Auditors                                                                          ICAI/CAG

Banks                                                                               RBI

Banks – Issue Collection                                               SEBI

Chit Funds                                                                      REGISTRAR OF CHIT FUNDS

Collective Investment Schemes                                  SEBI

Companies – All                                                             MCA/ROC

Companies – Listed                                                       MCA/ROC/SEBI/SE

Company Secretaries                                                    ICSI

Co-operative Banks                                                       RBI

Cost Accountants                                                           ICWAI

Credit Rating Agencies                                                 SEBI

Custodial Services                                                         SEBI

Debenture Trustees                                                     SEBI

Depositories                                                                   SEBI

Depository Participants                                               SEBI/NSDL/CDSL

Foreign Investment Institutions                                SEBI

Housing Finance Companies                                       NHB

Insurance Brokers/ Agents                                        IRDA

Insurance Companies                                                  IRDA

Investment Bankers (Merchant Bankers)               SEBI

Investor Associations                                                  SEBI

Media (Newspapers, Magazines, TV)                        MIB

Mutual Funds & Asset Management Companies     SEBI

Mutual Fund Brokers/ Agents                                    AMFI/SEBI

Non-Banking Financial Companies (NBFCs)             RBI

Nidhi Companies                                                           MCA

Plantation Companies                                                  SEBI

Portfolio Managers                                                       SEBI

Registrars & Share Transfer Agents                          SEBI

Stock Brokers                                                                SEBI/Stock Exchange

Stock Exchanges                                                           SEBI

Sub-Brokers                                                                  SEBI

Venture Capital Funds                                                 SEBI


AS Chakravarthy NCFM Academy Hyderabad is the Ultimate Institute for Stock Market NCFM Course in Hyderabad, NISM Training in Hyderabad Ameerpet, Technical Analysis Course in Hyderabad, Ameerpet, Telangana.

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A S Chakravarthy NCFM Academy Hyderabad is reputed for its training delivery standards in the NISM & NCFM Classes in Hyderabad and most popular for Financial Markets, Capital Market, Derivative Market, Currency Market, Commodity Market, Fundamental Analysis and Technical Analysis Coaching in Hyderabad for Share Markets. a s chakravarthy NCFM Academy Hyderabad has imparted training to hundreds of batches and thousands of students since its inception and is considered to be monopoly institute in providing Mutual Fund Distribution Module NISM-Series 5-A, and NCFM Course Training in Hyderabad and The Oldest Institute Training on Stock Market Technical Analysis in Hyderabad Telangana for Trading & Investment : Skills, knowledge and career oriented practical training guidance to students, professionals and corporate organizations in Hyderabad. Especially his Technical Analysis Institute in Hyderabad for Professional Trading.